Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alan Smith is a financial advisor registered in Kentucky. James Alan Smith is affiliated with Invest Inc. in LEXINGTON, KY. James Alan Smith has been in the industry since September 1997. James Alan Smith's current registrations include Series 63, Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
06/21/2024 - Present
Invest Inc. (LEXINGTON KY)
BC
Issued 12/13/1999
Series 63 - Uniform Securities Agent State Law Examination
Active
Inactive
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