Unclaimed
James Alan Posey is a registered representative of PFS Investments Inc. based in Columbus, OH. James has been in the financial industry since August 5, 1993 and is licensed to provide securities and investment advisory services in Ohio. James has passed the Securities Industry Essentials Exam (SIE) and the Investment Company Products/Variable Contracts Representative Examination (Series 6). James has a history with PFS Investments Inc. having previously worked in Athens, OH.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
06/24/2019 - Present
PFS Investments Inc. (COLUMBUS OH)
OH
01/09/2012 - 07/19/2018
PFS INVESTMENTS INC. (ATHENS OH)
OH
08/24/1992 - 12/31/2011
PFS INVESTMENTS INC. (ATHENS OH)
BC
Issued 07/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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