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James Alan Merkel

PFG Advisors

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About James Alan Merkel

James Alan Merkel is a financial advisor who has been working in the industry since 2003. James is currently registered with PFG Advisors and holds Series 63, 65, 7 and SIE licenses. James is active in Arizona and Texas. James has been registered with the following firms in the past: Securities America, Inc., LPL Financial LLC, and Edward Jones. James has experience working with individuals, corporations, pension and profit-sharing plans, charitable organizations and other investment advisors.

Firm Information

James Merkel is currently registered with PFG Advisors. PFG Advisors is an investment advisory firm located in PHOENIX, AZ, with over 100 licensed agents and advisors. They have approximately $2.8 billion in regulatory assets under management. PFG Advisors specializes in providing financial planning, pension consulting, and portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. They also offer selection of other advisors.
PFG Advisors

3200 N. CENTRAL AVE

PHOENIX, AZ 85012

$2.83B

Assets Under Management

10

Total Clients

111

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Merkel’s Registration & Firm History

AZ

12/10/2018 - Present

PFG Advisors (TUCSON AZ)

AZ

10/10/2017 - 06/14/2024

SECURITIES AMERICA, INC. (Tucson AZ)

AZ

01/14/2013 - 10/11/2017

LPL FINANCIAL LLC (TUCSON AZ)

AZ

01/14/2003 - 01/16/2013

EDWARD JONES (BISBEE AZ)

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Licenses & Designations

IA

Issued 05/13/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/16/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Alan Merkel.
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