Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McMillan is a financial advisor registered with Empower Advisory Group, LLC. James has been in the industry since 1991 and has been registered with Empower Advisory Group, LLC since 2018. James is a registered representative in 52 states and an investment adviser representative in New Hampshire and Massachusetts. James provides financial planning and portfolio management services to individuals, high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/10/2018 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NH
11/03/2015 - 12/06/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MANCHESTER NH)
MA
08/03/2006 - 07/23/2008
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
IL
12/18/2004 - 08/09/2005
BROKERSXPRESS LLC (CHICAGO IL)
TX
06/08/1992 - 03/10/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
08/09/1991 - 05/19/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/10/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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