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James Alan Lyman

Belle Haven Investments, LP

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About James Alan Lyman

James Alan Lyman is a financial advisor registered with Belle Haven Investments, LP. James has been working in the securities industry since July 3, 1999. James is a registered representative in Connecticut and New York. James has a Series 63, Series 66, Series 7 and Series 31 licenses. James's firm, Belle Haven Investments, LP, provides portfolio management services to businesses, individuals, and investment companies. The firm also manages pooled investment vehicles.

Firm Information

James Lyman is currently registered with Belle Haven Investments, LP. Belle Haven Investments, LP is a partnership formed in 2001 and headquartered in RYE BROOK, NY. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. With over $17.6 billion in regulatory assets under management, Belle Haven Investments manages accounts for a diverse range of clients, including high-net-worth individuals, corporations, charitable organizations, insurance companies, and state or municipal government entities. The firm is registered with the SEC and in 34 states.
Belle Haven Investments, LP

800 WESTCHESTER AVENUE

RYE BROOK, NY 10573-1301

$17.67B

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Lyman’s Registration & Firm History

NY

05/12/2023 - Present

Belle Haven Investments, LP (RYE BROOK NY)

NY

10/14/2010 - 04/04/2023

NEUBERGER BERMAN BD LLC (NEW YORK NY)

NY

02/02/2010 - 10/01/2010

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

06/01/2009 - 02/16/2010

MORGAN STANLEY SMITH BARNEY (NEW YORK NY)

NY

03/06/2009 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

MA

09/08/1995 - 06/28/2005

ROBECO SECURITIES, L.L.C. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 04/16/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/27/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 03/04/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Alan Lyman.
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