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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alan Hoffman is a financial advisor with Cetera Investment Advisers LLC. He has been in the financial services industry for over 27 years, having worked for several firms including National Securities Corporation and J.P. Turner & Company, L.L.C.. James Alan Hoffman is registered with FINRA as a General Securities Principal (Series 24) and a General Securities Representative (Series 7) and has passed the SIE, Series 63, 65 and 66 exams. James Alan Hoffman is licensed in multiple states and can assist clients with financial planning, pension consulting, educational seminars, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/21/2024 - Present
Cetera Investment Advisers LLC (Eatontown NJ)
NJ
12/13/2014 - 07/01/2022
NATIONAL SECURITIES CORPORATION (EATONTOWN NJ)
NJ
03/22/1999 - 12/15/2014
J.P. TURNER & COMPANY, L.L.C. (RED BANK NJ)
NJ
10/16/1995 - 10/29/1998
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BOTH
Issued 1/20/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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