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James Alan Haug

Integrated Wealth Concepts LLC

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About James Alan Haug

James Alan Haug is a registered investment advisor representative with Integrated Wealth Concepts LLC. James Alan Haug has been in the industry since December 2008 and has experience working with a variety of clients including high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. James Alan Haug provides financial planning, pension consulting, and selection of other advisers. Previously James Alan Haug was affiliated with LPL FINANCIAL LLC and WADDELL & REED.

Firm Information

James Haug is currently registered with Integrated Wealth Concepts LLC. Integrated Wealth Concepts LLC is an investment advisory firm based in Waltham, Massachusetts. With over 190 licensed agents and 423 individuals working in investment advisory functions, they manage over $13.5 billion in assets for a variety of clients, including individuals, corporations, charitable organizations, and pension plans. The firm offers a range of services, including financial planning, portfolio management, and pension consulting.
Integrated Wealth Concepts LLC

200 5TH AVENUE

WALTHAM, MA 02451

$13.50B

Assets Under Management

6

Total Clients

333

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Haug’s Registration & Firm History

CA

02/02/2023 - Present

Integrated Wealth Concepts LLC (SAN DIEGO CA)

CA

03/26/2018 - 02/02/2023

LPL FINANCIAL LLC (SAN DIEGO CA)

CA

12/25/2008 - 04/03/2018

WADDELL & REED (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 03/20/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/18/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Alan Haug.
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