Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gordon has been in the industry since December 12, 2013. James is currently registered with Apollo Global Securities, LLC. James previously worked at PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP, FRANKLIN DISTRIBUTORS, LLC, J.P. MORGAN SECURITIES INC. and HEARTLAND SECURITIES CORP..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/07/2024 - Present
Apollo Global Securities, LLC (NEW YORK NY)
MA
01/02/2024 - 03/06/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Wellesley MA)
MA
10/07/2022 - 03/06/2024
FRANKLIN DISTRIBUTORS, LLC (Wellesley MA)
NY
10/01/2008 - 02/05/2009
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/21/2003 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NJ
03/26/2001 - 06/01/2001
HEARTLAND SECURITIES CORP. (EDISON NJ)
NY
12/23/1997 - 11/20/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 10/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/27/2023
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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