Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alan Farber is a financial professional with over 50 years of experience in the industry. James currently works for M Holdings Securities, Inc. and has previously been affiliated with MUTUAL SERVICE CORPORATION, ALEXANDER & ALEXANDER SECURITIES CORP., and TRAVELERS EQUITIES SALES, INC. James holds licenses in 6 states and specializes in portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
03/01/2001 - Present
M Holdings Securities, Inc. (OMAHA NE)
MA
09/14/1994 - 03/02/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
TX
03/05/1979 - 11/10/1992
ALEXANDER & ALEXANDER SECURITIES CORP. (HOUSTON TX)
NA
07/10/1968 - 05/06/1987
TRAVELERS EQUITIES SALES, INC.
BC
Issued 12/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure James Farber is the right advisor for you? Invested Better is here to help.
