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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alan Crenna is a financial advisor with Stifel, Nicolaus & Company, Inc.. James has over 45 years of experience in the financial services industry. James is a Certified Financial Planner, and holds several licenses including Series 4, 7, 24, 31, 63 and 65. James is registered to provide investment advice in 15 states including Minnesota, Arizona, Colorado, Florida, Illinois, Indiana, Iowa, Michigan, Missouri, New Jersey, New York, North Dakota, Wisconsin and Wyoming. James also has experience providing financial planning, pension consulting and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
01/16/2014 - Present
Stifel, Nicolaus & Company, Inc. (GOLDEN VALLEY MN)
MN
01/01/2001 - 12/06/2006
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
MN
08/10/1977 - 01/01/2001
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
NA
06/25/1975 - 09/24/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 06/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/1983
Series 4 - Registered Options Principal Examination
BC
Issued 05/04/1981
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/21/1975
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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