Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alan Cooper is a registered representative and investment advisor representative with Morgan Stanley. James has been in the financial services industry since 1979. James holds licenses for Series 63, Series 65, Series 7, and SIE exams. James has been registered with Morgan Stanley since 2009. Prior to that, James was registered with UBS Financial Services Inc. and J.C. Bradford & Co.. James has a strong background in financial planning, asset allocation, and portfolio management. James specializes in working with high-net-worth individuals, charitable organizations, corporations, and other businesses. James is committed to providing clients with personalized financial advice and investment strategies tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TN
04/15/2020 - Present
Morgan Stanley (KINGSPORT TN)
TN
04/17/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (KNOXVILLE TN)
TN
08/14/2000 - 04/23/2009
UBS FINANCIAL SERVICES INC. (KINGPORT TN)
NY
03/26/1979 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Cooper is the right advisor for you? Invested Better is here to help.
