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James Alan Brauer

IMA Advisory Services, Inc.

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About James Alan Brauer

James Alan Brauer is an investment advisor representative with IMA Advisory Services, Inc. in Denver, Colorado. James has been in the financial services industry for over 20 years, having previously worked with TIAA-CREF Individual & Institutional Services, LLC. James is a Certified Financial Planner™ and holds Series 6, 7, 24, 63, and 66 securities licenses. James specializes in providing financial planning, pension consulting, portfolio management for individuals and businesses, and educational seminars. James has a diverse client base that includes individuals, families, charitable organizations, corporations, and pension and profit-sharing plans.

Firm Information

James Brauer is currently registered with IMA Advisory Services, Inc.. IMA Advisory Services, Inc., a Colorado-based Corporation, was formed on June 23, 2000. The firm provides financial planning, pension consulting, educational seminars, and publication of periodicals to clients such as individuals, corporations, charitable organizations, pension plans, and insurance companies. IMA Advisory Services, Inc. manages over $2.65 billion in assets. The firm's focus on wealth management and retirement planning makes it a valuable resource for clients seeking to secure their financial future.
IMA Advisory Services, Inc.

7150 17TH STREET

DENVER, CO 80202

$2.66B

Assets Under Management

155

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Brauer’s Registration & Firm History

CO

01/02/2025 - Present

IMA Advisory Services, Inc. (DENVER CO)

CO

10/25/2019 - 01/07/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

CO

05/19/2014 - 01/25/2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

CO

01/24/2002 - 10/29/2012

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

NY

10/07/1998 - 05/09/2000

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/07/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/03/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/25/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2005

Series 7 - General Securities Representative Examination

BC

Issued 10/02/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Alan Brauer.
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