Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Baumgardner is a financial professional with over 20 years of experience in the industry. He has worked for a variety of firms, including T. Rowe Price Investment Services, Inc. and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. James currently works for Empower Financial Services, Inc. and holds a Series 6, 7, and 63 licenses. He has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/08/2024 - Present
Empower Financial Services, Inc. (ANDOVER MA)
DC
02/23/2018 - 08/02/2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (WASHINGTON DC)
MD
07/25/2002 - 03/10/2016
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
MD
06/15/2000 - 04/11/2002
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BC
Issued 07/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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