Unclaimed
James Alagna is a financial advisor with Cetera Investment Advisers LLC. James is a registered representative and investment advisor representative with over 30 years of experience in the financial services industry. James is licensed in Illinois and specializes in providing financial planning, portfolio management, and investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
09/11/2014 - Present
Cetera Investment Advisers LLC (SCHAUMBURG IL)
IL
04/24/2015 - 01/25/2016
LEGEND EQUITIES CORPORATION (Schaumburg IL)
IL
03/30/2012 - 04/10/2014
COUNTRY CAPITAL MANAGEMENT COMPANY (AURORA IL)
IL
07/06/2000 - 12/16/2011
GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)
NJ
10/03/1991 - 07/10/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/03/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 3/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/3/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/12/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/1/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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