Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hartman has been in the financial services industry since 1989 and is currently registered with LPL Financial LLC. James has experience with a variety of financial products and services and holds Series 7, 6, 63, and 24 licenses. James has been with LPL Financial LLC since 2008 and has a strong track record of providing financial guidance to individuals and families. James is committed to helping clients reach their financial goals and offers a variety of services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/02/2012 - Present
LPL Financial LLC (CARMEL IN)
IN
02/09/2006 - 05/27/2008
NEW ENGLAND SECURITIES (INDIANAPOLIS IN)
IN
12/09/1992 - 01/31/2006
LINCOLN FINANCIAL ADVISORS CORPORATION (WARSAW IN)
IN
12/09/1992 - 01/31/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (WARSAW IN)
NY
01/25/1988 - 10/11/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
01/25/1988 - 10/11/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
10/21/1986 - 11/18/1987
GUARDIAN INVESTOR SERVICES CORPORATION
NA
12/07/1983 - 01/10/1985
EQUICO SECURITIES, INC.
NA
12/07/1983 - 01/10/1985
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 12/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1994
Series 7 - General Securities Representative Examination
BC
Issued 12/07/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Hartman is the right advisor for you? Invested Better is here to help.
