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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Adam Wulforst is a financial advisor registered with Morgan Stanley in Alpharetta, Georgia. James has been in the industry since 2012 and has worked for several firms including E*TRADE SECURITIES LLC and SOLIUM FINANCIAL SERVICES LLC. James is a registered representative with FINRA and holds a Series 7, Series 63, and SIE license. James specializes in providing financial advice to individuals, businesses, and investment companies. James is also a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
09/05/2023 - Present
Morgan Stanley (Alpharetta GA)
NJ
12/13/2021 - 09/05/2023
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
11/05/2014 - 12/19/2019
SOLIUM FINANCIAL SERVICES LLC (WOODCLIFF LAKE NJ)
GA
09/28/2012 - 05/21/2013
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BC
Issued 07/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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