Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Adam mark Von moltke is a financial professional with over 25 years of experience in the industry. James has held various roles at leading financial institutions including J.P. Morgan Securities Inc., Morgan Stanley & Co. Incorporated, and Citigroup Global Markets Inc. Currently, James is registered with Deutsche Bank Securities Inc. and holds a Series 7, 10, 24, 63, 79TO, and SIE. James provides equity and debt research, macro research, quant strategy, multi-asset research, and catalyst calls to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
08/04/2017 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
06/26/2009 - 07/07/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/12/2005 - 06/10/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
05/01/2001 - 09/27/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
12/18/1996 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 02/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Von moltke is the right advisor for you? Invested Better is here to help.
