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James Adam Giacin

Benefit Finance Securities, LLC

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About James Adam Giacin

James Giacin is a financial advisor at Benefit Finance Securities, LLC and has been in the industry since 1998. James has a strong background in the financial services industry, having worked for several firms. Prior to joining Benefit Finance Securities, James worked at Stratford Partners, Apollo Global Securities, LLC, Standard Life Investments Securities LLC, and BFP Securities, LLC. James specializes in providing financial advice to clients in the St. Louis area and has a proven track record of success.

Firm Information

James Giacin is currently registered with Benefit Finance Securities, LLC. Benefit Finance Securities, LLC is a Limited Liability Company formed on December 4, 1997. The firm is registered with the SEC and in 35 states.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Giacin’s Registration & Firm History

MO

01/01/2023 - Present

Benefit Finance Securities, LLC (ST. LOUIS MO)

NY

09/25/2019 - 05/14/2021

STRATFORD PARTNERS (NEW YORK NY)

MO

03/06/2018 - 09/25/2019

BENEFIT FINANCE SECURITIES, LLC (ST. LOUIS MO)

NY

09/09/2016 - 01/09/2018

APOLLO GLOBAL SECURITIES, LLC (NEW YORK NY)

MA

09/04/2014 - 06/22/2016

STANDARD LIFE INVESTMENTS SECURITIES LLC (BOSTON MA)

MO

01/08/2004 - 08/15/2014

BENEFIT FINANCE SECURITIES, LLC (ST. LOUIS MO)

MO

12/09/1998 - 01/07/2004

BFP SECURITIES, LLC (ST. LOUIS MO)

TX

05/19/1995 - 09/15/1997

FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)

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Licenses & Designations

BC

Issued 05/05/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/2016

Series 3 - National Commodity Futures Examination

BC

Issued 05/02/2007

Series 7 - General Securities Representative Examination

BC

Issued 05/17/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Adam Giacin.
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