Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bear is a financial advisor with over 30 years of experience in the industry. He is currently registered with LPL Financial LLC in Fort Mill, South Carolina and has previously held positions with Certus Securities, Inc., Scott & Stringfellow, LLC, Primevest Financial Services, Inc., Banc of America Securities LLC, NationsBanc Capital Markets, Inc., and Sovran Investment Corporation. James Bear holds a number of licenses and designations, including Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 66, and Series 99TO. James Bear specializes in a variety of financial planning services for individuals, businesses, and institutions, including investment management, retirement planning, and insurance. He is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
10/19/2016 - Present
LPL Financial LLC (FORT MILL SC)
NC
10/06/2011 - 11/30/2015
CERTUSSECURITIES, INC. (CHARLOTTE NC)
NC
11/23/2010 - 10/04/2011
SCOTT & STRINGFELLOW, LLC (CHARLOTTE NC)
NC
01/23/2008 - 09/09/2010
PRIMEVEST FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NY
11/24/1999 - 04/12/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/01/1992 - 05/01/1996
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
NA
12/03/1985 - 01/01/1992
SOVRAN INVESTMENT CORPORATION
BOTH
Issued 08/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/13/1987
Series 24 - General Securities Principal Examination
BC
Issued 04/07/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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