Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Tollefson is a financial advisor with Benjamin F. Edwards & Company, Inc., with over 38 years of experience in the industry. James has been registered with the Securities and Exchange Commission (SEC) since 1985 and has extensive experience in providing financial advice and investment management services to a wide range of clients. James is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 7, 9, 63 and 66 licenses. James is committed to building long-term relationships with clients based on trust, transparency and a deep understanding of their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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RI
05/23/2024 - Present
Benjamin F. Edwards & Company, Inc. (Middletown RI)
RI
01/01/2008 - 05/29/2024
WELLS FARGO CLEARING SERVICES, LLC (NEWPORT RI)
RI
09/16/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MIDDLETOWN RI)
NY
04/13/1998 - 09/20/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/20/1985 - 04/15/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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