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James A Smith

Rockwood Wealth Management, LLC

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About James A Smith

James A. Smith is a financial advisor with Rockwood Wealth Management, LLC. James has been in the industry since 2017. James is registered with the state of Pennsylvania as an Investment Advisor Representative. James holds the Series 65 and Series 3 licenses. James's practice focuses on serving High Net Worth Individuals, Individuals Other Than High Net Worth, Trusts, and Pension and Profit Sharing Plans. Rockwood Wealth Management, LLC is a firm headquartered in New Hope, PA. The firm manages approximately $1 billion - $10 billion in assets and focuses on offering financial planning, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

Firm Information

James Smith is currently registered with Rockwood Wealth Management, LLC. Rockwood Wealth Management, LLC is a registered investment advisor headquartered in New Hope, Pennsylvania. The firm manages over $2 billion in assets for individuals, trusts, corporations, charitable organizations, and pension plans. They offer financial planning, portfolio management, and selection of other advisors.
Rockwood Wealth Management, LLC

6464 LOWER YORK ROAD

NEW HOPE, PA 18938

$2.20B

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Smith’s Registration & Firm History

PA

11/01/2021 - Present

Rockwood Wealth Management, LLC (NEW HOPE PA)

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Licenses & Designations

IA

Issued 11/01/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/08/2017

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James A Smith.
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