Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames A Scott is a financial professional with over 17 years of experience in the industry. James currently works at Park Avenue Securities LLC, where James has been registered since 2015. Before joining Park Avenue Securities LLC, James worked at Guardian Investor Services LLC in Bethlehem, Pennsylvania from 2004 to 2015 and in New York, New York from 2007 to 2015. James is licensed to offer securities products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
03/31/2015 - Present
Park Avenue Securities LLC (BETHLEHEM PA)
NY
03/07/2007 - 03/31/2015
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
PA
09/10/2004 - 01/16/2007
GUARDIAN INVESTOR SERVICES LLC (BETHLEHEM PA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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