Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames A. Schaller is a financial advisor with LPL Financial LLC. James has been working in the financial industry since 2004. James is registered with the state of Oregon, Washington, and California. James is a Registered Representative and Investment Advisor Representative. James provides financial planning, consulting, and other non-discretionary advisory services. James also holds a Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
05/17/2021 - Present
LPL Financial LLC (PORTLAND OR)
OR
11/06/2020 - 05/20/2021
SECURITIES AMERICA, INC. (PORTLAND OR)
OR
02/12/2010 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (PORTLAND OR)
OR
02/27/2009 - 02/18/2010
FSC SECURITIES CORPORATION (PORTLAND OR)
OR
07/30/2004 - 02/27/2009
ADVANTAGE CAPITAL CORPORATION (PORTLAND OR)
IA
Issued 07/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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