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James A. Rosebrough

Strategic Financial Group, PLC

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About James A. Rosebrough

James A. Rosebrough is a registered investment advisor representative with Strategic Financial Group, PLC. James has been in the financial services industry for over 20 years and has a wide range of experience in financial planning, portfolio management, and insurance. James is committed to providing his clients with personalized financial advice and guidance to help them reach their financial goals.

Firm Information

James Rosebrough is currently registered with Strategic Financial Group, PLC. Strategic Financial Group, PLC is a registered investment advisor based in Arizona. They offer financial planning and portfolio management services to individuals and high-net-worth individuals. The firm has approximately $17.2 million in regulatory assets under management.

$17.22M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Rosebrough’s Registration & Firm History

AZ

09/29/2015 - Present

Strategic Financial Group, PLC (MESA AZ)

AZ

09/20/2013 - 02/05/2015

SECURITIES AMERICA, INC. (GILBERT AZ)

AZ

01/03/2013 - 09/12/2013

LPL FINANCIAL LLC (GILBERT AZ)

AZ

01/20/2009 - 12/31/2012

LPL FINANCIAL LLC (GILBERT AZ)

AZ

10/28/2008 - 01/21/2009

CUE FINANCIAL GROUP, INC. (TEMPE AZ)

OH

02/06/2007 - 09/04/2008

NATCITY INVESTMENTS, INC. (DAYTON OH)

OH

01/23/2003 - 02/06/2007

LINSCO/PRIVATE LEDGER CORP. (CENTERVILLE OH)

MO

04/17/2001 - 01/10/2003

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 03/02/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/19/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/23/2012

Series 24 - General Securities Principal Examination

BC

Issued 02/05/2015

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 3 public disclosures for James A. Rosebrough. Review regulatory record here.
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