Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames A. Quinn is a financial advisor with Fidelity Brokerage Services LLC. James has been a registered representative since January 26, 2001. James has passed the Series 7, Series 10, Series 9 and SIE exams. James has also passed the Uniform Securities Agent State Law Examination (Series 63). James previously worked at National Financial Services LLC in Boston, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/26/2001 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MA
06/11/2001 - 07/15/2003
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
BC
Issued 05/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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