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James A Moore

Park Avenue Securities LLC

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About James A Moore

James A Moore is a registered investment advisor with Park Avenue Securities LLC. James is active in the investment industry, having been in the industry since 1995. James has a combined total of 9 registrations. James is a registered advisor in the states of Delaware, Florida, Maryland, Massachusetts, New Jersey, North Carolina, Pennsylvania, and South Carolina. James has passed the Series 6, Series 62, Series 63, Series 65, and SIE exams. James's previous experience includes working as a registered investment advisor for Guardian Investor Services Corporation.

Firm Information

James Moore is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Moore’s Registration & Firm History

NJ

07/16/2012 - Present

Park Avenue Securities LLC (HILLSBOROUGH NJ)

NY

06/30/1995 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/09/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/14/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2000

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 06/29/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for James A Moore. Review regulatory record here.
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