Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames A. McMahon III is an investment advisor representative with Cetera Investment Advisers LLC. He has been in the financial services industry since 1994 and has a broad range of experience in various investment areas. James is registered to provide investment advisory services in Montana. Cetera Investment Advisers LLC provides financial planning, pension consulting, educational seminars, and selection of other advisors for individuals, businesses, and charitable organizations.
LIVINGSTON, MT
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MT
06/29/2023 - Present
Cetera Investment Advisers LLC (LIVINGSTON MT)
TX
10/30/2019 - 10/26/2021
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
MT
03/27/2019 - 07/31/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BOZEMAN MT)
MN
04/12/2012 - 04/22/2019
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
PA
01/15/2008 - 12/02/2011
RAYMOND JAMES & ASSOCIATES, INC. (WAYNE PA)
PA
04/02/2007 - 10/24/2007
MORGAN STANLEY & CO., INCORPORATED (WAYNE PA)
PA
04/03/1998 - 04/02/2007
MORGAN STANLEY DW INC. (WAYNE PA)
NY
08/24/1994 - 04/08/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 8/4/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/24/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/4/2007
Series 3 - National Commodity Futures Examination
BC
Issued 1/31/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 7/6/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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