Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kmetz is a financial advisor who has been in the industry since June 19, 2011. James is currently registered with Cetera Investment Advisers LLC and has been with the firm since June 2019. Previously, James was affiliated with FORESTERS FINANCIAL SERVICES, INC. from June 20, 2011 to June 25, 2019. James holds FINRA Series 6, 7, 63, and 66 licenses, as well as the SIE exam. James is also a Certified Financial Planner. James offers financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
06/19/2019 - Present
Cetera Investment Advisers LLC (GLEN ALLEN VA)
VA
06/20/2011 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (GLEN ALLEN VA)
BOTH
Issued 08/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/18/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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