Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hofmann is a financial advisor with over 13 years of experience in the industry. James is currently registered with Wells Fargo Clearing Services, LLC in the state of New Jersey and Florida. James has previously worked at Morgan Stanley. James is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 7, 31, 63, and 65 licenses. James has a wide range of experience in investment consulting, financial planning, and portfolio management. James specializes in working with high-net-worth individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/26/2015 - Present
Wells Fargo Clearing Services, LLC (MENDHAM NJ)
NJ
06/23/2011 - 10/31/2014
MORGAN STANLEY (MORRISTOWN NJ)
BC
Issued 07/08/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 06/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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