Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Halabi is a financial advisor with over 28 years of experience in the financial services industry. James currently works at Charles Schwab & CO., Inc., and has a wide range of experience with several firms. James has specialized expertise in both Broker/Dealer and Investment Advisor services and holds Series 7, 26, 63, and 66 licenses. James has also passed the Securities Industry Essentials Examination (SIE). James's primary focus is providing financial planning and investment advice to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MD
01/26/2022 - Present
Charles Schwab & CO., Inc. (Potomac MD)
MD
04/12/2019 - 07/29/2024
TD AMERITRADE, INC. (Potomac MD)
MD
09/05/2017 - 01/30/2019
CUSO FINANCIAL SERVICES, L.P. (Kensington MD)
VA
01/02/2015 - 09/07/2017
CAPITAL ONE INVESTING, LLC (MCLEAN VA)
VA
08/16/2012 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (MCLEAN VA)
VA
06/20/2011 - 08/02/2012
MML INVESTORS SERVICES, LLC (VIENNA VA)
MD
11/26/2007 - 09/16/2010
SUNTRUST INVESTMENT SERVICES, INC. (WHEATON MD)
MD
11/02/2006 - 09/11/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROCKVILLE MD)
NY
06/20/2002 - 09/12/2006
R. W. PRESSPRICH & CO., INC. (NEW YORK NY)
NY
07/07/1997 - 06/04/2002
REFCO SECURITIES, LLC (NEW YORK NY)
NA
11/17/1993 - 07/14/1997
BERSEC INTERNATIONAL CORPORATION
BOTH
Issued 11/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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