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James A Glaser

Nationwide Investment Services Corp.

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About James A Glaser

James Glaser is a financial advisor with Nationwide Investment Services Corp. James has been in the industry since 2002. James has a Series 6 and Series 26 license. James is also licensed as an investment company products representative. James has worked for Nationwide Investment Services Corp. since 2002. Previous employers include Nationwide Securities, LLC.

Firm Information

James Glaser is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Glaser’s Registration & Firm History

OH

03/25/2019 - Present

Nationwide Investment Services Corp. (GRANDVIEW HEIGHTS OH)

OH

03/17/2015 - 04/02/2019

NATIONWIDE SECURITIES, LLC (COLUMBUS OH)

OH

12/16/2002 - 10/23/2012

NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)

OH

04/14/2000 - 12/12/2002

NATIONWIDE SECURITIES, INC. (COLUMBUS OH)

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Licenses & Designations

BC

Issued 09/05/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James A Glaser.
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