Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Frangenberg is a financial advisor with over 20 years of experience in the industry. James is currently registered with Wells Fargo Clearing Services, LLC, where he is actively providing financial advice and investment management services. James is located in Tarpon Springs, Florida and has a strong track record of providing comprehensive financial advice to individuals, families, and businesses. He is dedicated to helping clients achieve their financial goals, including retirement planning, college savings, estate planning, and wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/20/2023 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
MD
08/20/2021 - 08/18/2023
LPL FINANCIAL LLC (ROCKVILLE MD)
VA
09/27/2018 - 06/09/2021
M&T SECURITIES, INC. (Leesburg VA)
DC
05/20/2016 - 09/07/2018
PNC INVESTMENTS (WASHINGTON DC)
DC
03/09/2011 - 04/13/2016
MORGAN STANLEY (WASHINGTON DC)
VA
05/26/2009 - 02/22/2011
WELLS FARGO ADVISORS, LLC (RICHMOND VA)
VA
06/25/2003 - 03/05/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (RICHMOND VA)
BOTH
Issued 11/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/24/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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