Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames A Fitzgerald is a financial advisor at Stifel, Nicolaus & Company, Inc. James is a registered representative in New York and Texas. James has been in the securities industry since March 26, 2016 and has experience with a variety of financial firms, including Wells Fargo Advisors Financial Network, LLC, D.A. Davidson & Co., and Janney Montgomery Scott LLC. James has a strong understanding of the financial markets and is dedicated to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/28/2024 - Present
Stifel, Nicolaus & Company, Inc. (GOSHEN NY)
NY
10/04/2022 - 06/04/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (NEW CITY NY)
NJ
09/14/2015 - 03/06/2018
D.A. DAVIDSON & CO. (UPPER SADDLE RIVER NJ)
NJ
01/01/2013 - 09/15/2015
JANNEY MONTGOMERY SCOTT LLC (UPPER SADDLE RIVER NJ)
BOTH
Issued 12/10/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/28/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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