Unclaimed
James Eland is an investment professional with over 12 years of experience. James currently holds a Series 79 license, in addition to passing the Securities Industry Essentials (SIE) exam and the Uniform Securities Agent State Law Examination (Series 63). James is registered with the state of Texas and is currently associated with Mizuho Securities USA LLC. James was previously employed with CSP Securities, LP and Fortress Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/28/2024 - Present
Mizuho Securities USA LLC (Dallas TX)
GA
12/22/2010 - 10/28/2013
FORTRESS GROUP, INC. (ATLANTA GA)
BC
Issued 01/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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