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James A Eland

Mizuho Securities USA LLC

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About James A Eland

James Eland is an investment professional with over 12 years of experience. James currently holds a Series 79 license, in addition to passing the Securities Industry Essentials (SIE) exam and the Uniform Securities Agent State Law Examination (Series 63). James is registered with the state of Texas and is currently associated with Mizuho Securities USA LLC. James was previously employed with CSP Securities, LP and Fortress Group, Inc.

Firm Information

James Eland is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Eland’s Registration & Firm History

TX

08/28/2024 - Present

Mizuho Securities USA LLC (Dallas TX)

GA

12/22/2010 - 10/28/2013

FORTRESS GROUP, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 01/17/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James A Eland.
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