Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames A. Cox is a financial advisor with over 24 years of experience in the industry. James Cox is currently registered with LPL Financial LLC and has been in the business since January 21, 1998. James Cox has a variety of licenses and certifications, including Series 6, 7, 24, 63, and 66. James Cox is also registered in 30 states, including Texas and Virginia. James Cox is committed to providing clients with personalized financial advice and investment solutions to help them reach their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
06/23/2006 - Present
LPL Financial LLC (RICHMOND VA)
VA
12/19/2002 - 07/03/2006
MUTUAL SERVICE CORPORATION (COLONIAL HEIGHTS VA)
CA
01/22/1998 - 12/20/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 03/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/15/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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