Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Conti is a financial professional who is currently registered with TP Icap Global Markets Americas LLC, which is a broker-dealer firm. James has been in the industry since 1996 and has held several positions at various firms including Tullett Prebon Financial Services LLC, Roberts & Ryan Investments Inc., Abel Noser, LLC., O'Neil Securities, Incorporated, and Murphy & Durieu. James is also registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/03/2020 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
05/06/2020 - 05/07/2020
ROBERTS & RYAN INVESTMENTS INC. (NEW YORK NY)
NY
06/21/2017 - 05/07/2018
ABEL NOSER, LLC. (NEW YORK NY)
MA
03/02/2015 - 06/01/2017
O'NEIL SECURITIES, INCORPORATED (BOSTON MA)
NY
07/05/2005 - 02/19/2015
MURPHY & DURIEU (NEW YORK NY)
NY
06/16/1994 - 06/27/2005
DUNLEVY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 07/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/01/2020
Series 19 - NYSE Floor Clerk - Equities Examination
BC
Issued 05/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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