Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jamal? Claim Your ProfileJamal Lorenzo Morris is a financial advisor currently registered with UBS Financial Services Inc., an investment firm with a strong focus on individual and business portfolio management. Jamal Lorenzo Morris has a strong background in the financial industry with experience at several reputable firms including Ameriprise Financial Services, LLC, GWFS Equities, Inc., Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jamal Lorenzo Morris's specializations include financial planning, investment advisory services, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
04/05/2024 - Present
UBS Financial Services Inc. (AUSTIN TX)
CA
11/02/2021 - 05/02/2022
AMERIPRISE FINANCIAL SERVICES, LLC (SAN DIEGO CA)
CO
08/20/2021 - 10/11/2021
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CA
05/23/2019 - 08/11/2021
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
CA
11/15/2018 - 06/11/2019
J.P. MORGAN SECURITIES LLC (ENCINITAS CA)
CA
12/15/2017 - 06/29/2018
MORGAN STANLEY (CARLSBAD CA)
CA
03/17/2014 - 01/04/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TEMECULA CA)
CA
06/06/2012 - 02/26/2014
U.S. BANCORP INVESTMENTS, INC. (EL CAJON CA)
CA
11/05/2011 - 06/11/2012
CHASE INVESTMENT SERVICES CORP. (SAN DIEGO CA)
BOTH
Issued 08/09/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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