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Jamal Adeen Thomas

Northwestern Mutual Investment Services, LLC

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About Jamal Adeen Thomas

Jamal Adeen Thomas is an experienced financial professional with over 17 years in the industry. Jamal is currently a registered representative with Northwestern Mutual Investment Services, LLC, in Richmond, VA. Jamal has experience with various firms including Truist Investment Services, Inc., BB&T Securities, LLC, Wells Fargo Advisors, LLC, Davenport & Company LLC, and First Clearing, LLC. Jamal has a strong track record of success in the financial services industry and is committed to helping clients achieve their financial goals.

Firm Information

Jamal Thomas is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jamal Thomas’s Registration & Firm History

VA

06/11/2021 - Present

Northwestern Mutual Investment Services, LLC (RICHMOND VA)

VA

02/17/2021 - 05/04/2021

TRUIST INVESTMENT SERVICES, INC. (RICHMOND VA)

VA

02/12/2014 - 02/17/2021

BB&T SECURITIES, LLC (RICHMOND VA)

VA

09/26/2011 - 11/21/2013

WELLS FARGO ADVISORS, LLC (RICHMOND VA)

VA

01/19/2010 - 09/06/2011

DAVENPORT & COMPANY LLC (RICHMOND VA)

VA

11/25/2003 - 07/24/2009

FIRST CLEARING, LLC (GLEN ALLEN VA)

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Licenses & Designations

BC

Issued 03/25/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/22/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/14/2005

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2007

Series 3 - National Commodity Futures Examination

BC

Issued 11/24/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jamal Adeen Thomas.
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