Unclaimed
Jakub Nemec is a financial professional with over 12 years of experience in the securities industry. Jakub is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Jakub has held previous positions with Sungard Brokerage & Securities Services LLC and Sungard Institutional Brokerage Inc. Jakub has a strong background in securities, having passed the Series 7, Series 24, Series 63, SIE and Series 99TO exams. Jakub is licensed in Texas and holds a valid registration with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/29/2018 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
IL
01/02/2014 - 02/04/2015
SUNGARD BROKERAGE & SECURITIES SERVICES LLC (GENEVA IL)
IL
07/29/2010 - 12/31/2013
SUNGARD INSTITUTIONAL BROKERAGE INC. (GENEVA IL)
BC
Issued 08/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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