Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jakob? Claim Your ProfileJakob Hochberg is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jakob has been in the industry since 2017. Jakob is registered to provide investment advice in both broker-dealer and investment advisor capacities. Jakob holds FINRA Series 7, 9, 10, 63 and 66 licenses and is registered in 53 states and the District of Columbia. Jakob’s previous employment includes Robinhood Financial, LLC, Equitable Advisors, LLC, and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/16/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
AZ
01/06/2021 - 05/05/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
AZ
07/08/2020 - 11/25/2020
EQUITABLE ADVISORS, LLC (SCOTTSDALE AZ)
AZ
10/04/2017 - 02/24/2020
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 02/06/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/04/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jakob Hochberg is the right advisor for you? Invested Better is here to help.
