Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jake? Claim Your ProfileJake William Rothert is a financial advisor with Vanguard Marketing Corp. in Charlotte, NC. Jake holds a Series 7TO, Series 66 and SIE license and is registered in North Carolina. Jake has experience working with clients at Equitable Advisors, LLC. Jake is actively licensed in North Carolina but not currently registered as an investment advisor in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/12/2022 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NC
07/26/2021 - 09/07/2021
EQUITABLE ADVISORS, LLC (RALEIGH NC)
BOTH
Issued 08/17/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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