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Jake Whalen

ON Investment Management Co.

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About Jake Whalen

Jake Whalen is a financial professional with over 3 years of experience in the financial services industry. Jake is currently registered with ON Investment Management Co. and Whalen Capital, Inc. as a Registered Representative and Investment Advisor Representative. Jake holds FINRA Series 7, 63 and 65 licenses. Jake specializes in working with high net worth individuals, corporations, and retirement plan sponsors. Jake's previous experience includes roles at Northwestern Mutual Investment Services LLC.

Firm Information

Jake Whalen is currently registered with ON Investment Management Co.. ON Investment Management Co. is an investment advisor registered with the SEC with its main office in Cincinnati, Ohio. The firm has 206 licensed agents and manages approximately $2.2 billion in regulatory assets under management for individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm offers financial planning, portfolio management, and other advisory services.
ON Investment Management Co.

ONE FINANCIAL WAY

CINCINNATI, OH 45242

$2.20B

Assets Under Management

275

Total Clients

196

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet

Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jake Whalen’s Registration & Firm History

WI

04/24/2024 - Present

ON Investment Management Co. (Wausau WI)

WI

06/04/2020 - 01/26/2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MIDDLETON WI)

WI

10/24/2019 - 02/26/2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DELAFIELD WI)

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Licenses & Designations

IA

Issued 10/22/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/24/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/24/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/10/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jake Whalen.
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