Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jake? Claim Your ProfileJake Santo Fazio is a financial professional with experience in the financial services industry. Jake is currently registered with MMA Securities LLC in Conshohocken, PA. Jake holds a Series 63, Series 6TO, and SIE license and is registered with the state of Pennsylvania. Jake previously worked with VANGUARD MARKETING CORPORATION in Malvern, PA. Jake specializes in providing advice to retirement plan participants.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
PA
10/26/2023 - Present
MMA Securities LLC (Conshohocken PA)
PA
04/20/2022 - 09/20/2023
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 06/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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