Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jake? Claim Your ProfileJake Robert Behan is a securities professional with over 15 years of experience in the financial services industry. Jake has held positions at several reputable firms, including Rafferty Capital Markets, LLC and Citigroup Global Markets Inc. Jake is currently registered with Alps Distributors, Inc. and holds the Series 3, 7 and 63 licenses. Jake's experience spans across various areas of the financial services industry and allows him to provide comprehensive guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/09/2024 - Present
Alps Distributors, Inc. (DENVER CO)
NY
03/23/2010 - 11/03/2023
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/18/2008 - 04/08/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 02/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2017
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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