Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jake? Claim Your ProfileJake Rothbard is a financial professional with over 8 years of experience in the industry. Jake is currently registered with Sixth Street BD, LLC and holds Series 7, 63, 79, and SIE licenses. Jake is licensed in all 50 states and the District of Columbia. Jake's previous experience includes roles at Neuberger Berman BD LLC and Blackstone Securities Partners L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/11/2024 - Present
Sixth Street BD, LLC (New York NY)
NY
08/10/2021 - 03/12/2024
NEUBERGER BERMAN BD LLC (NEW YORK NY)
IL
03/03/2016 - 06/30/2021
BLACKSTONE SECURITIES PARTNERS L.P. (CHICAGO IL)
IA
Issued 08/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/03/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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