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Jake Norman Spruiell

Cetera Investment Advisers LLC

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About Jake Norman Spruiell

Jake Norman Spruiell is a financial advisor registered with Cetera Investment Advisers LLC. Jake has been in the financial services industry since 1999. Jake has been registered with BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Wells Fargo Investments, LLC, A. G. Edwards & Sons, Inc., PNC Investments and Cetera Investment Advisers LLC. Jake provides financial planning, portfolio management for individuals and businesses, educational seminars and selection of other advisors.

Firm Information

Jake Spruiell is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jake Spruiell’s Registration & Firm History

TX

06/06/2024 - Present

Cetera Investment Advisers LLC (LAREDO TX)

TX

08/16/2021 - 06/07/2024

PNC INVESTMENTS (LAREDO TX)

TX

05/16/2013 - 08/16/2021

BBVA SECURITIES INC. (LAREDO TX)

TX

07/26/2010 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (LAREDO TX)

TX

10/15/2003 - 05/11/2010

WELLS FARGO INVESTMENTS, LLC (LAREDO TX)

MO

02/12/1999 - 10/14/2003

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 12/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jake Norman Spruiell. Review regulatory record here.
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