Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jake? Claim Your ProfileJake Gustafson is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. located in Chicago, IL. Jake has been working in the financial industry since August 2009 and is registered with the state of Illinois and Texas. Jake has a broad range of experience in the financial industry, including experience at Robert W. Baird & Co. Incorporated and Bank of America, N.A. Jake holds several licenses, including Series 7, 24, 52TO, 53, 66, 79TO, 87 and SIE. Jake is a dedicated financial advisor committed to providing personalized financial advice and services to meet the specific needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
09/29/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
08/05/2009 - 09/14/2017
ROBERT W. BAIRD & CO. INCORPORATED (CHICAGO IL)
BOTH
Issued 08/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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