Unclaimed
Jake Joseph Goldrich is a securities professional with Peak6 Capital Management LLC. Jake has been in the securities industry since January 16, 2019 and has successfully passed the Securities Industry Essentials Examination and the Securities Trader Exam. Jake is currently registered in 11 SROs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/17/2019 - Present
Peak6 Capital Management LLC (Chicago IL)
BC
Issued 01/18/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2019
Series 57 - Securities Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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