Unclaimed
Jake Grusd is a registered representative with Neuberger Berman BD LLC. Jake has been in the securities industry since 2017 and has a Series 3, 7, 57, 79TO, and 63 license. Jake was previously registered with Citigroup Global Markets Inc. Jake's professional background includes experience in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/15/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
08/01/2017 - 07/06/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/05/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/17/2018
Series 57 - Securities Trader Exam
BC
Issued 10/12/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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