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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jake? Claim Your ProfileJake Benjamin Stern is a financial advisor with Stephens, a firm that provides investment advisory services. Jake has been in the industry since August 2022 and holds a Series 63 license, a Series 7TO, a Series 79TO, a Series 87 and a SIE. Jake's firm is located in Little Rock, Arkansas and the closest branch office for Jake is in San Francisco, California. Jake specializes in working with both corporations and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
08/26/2022 - Present
Stephens (SAN FRANCISCO CA)
BC
Issued 06/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/26/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/13/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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